WAVETECH ENTERPRISES, LLC

9120 DOUBLE DIAMOND PARKWAY, SUITE #4350 RENO, NV 89521
PHONE: 775.841.9400 FAX: 775.883.2384 E-MAIL: JOHNTMOIR@aol.com
PRIVATE ACCOUNT WEALTH MANAGEMENT SERVICES
CLIENT PROFILE FORM

The Client Profile Form questionnaire provides us with the necessary information to develop an investment portfolio and asset allocation strategy for your specific investment goals, time horizon and tolerance for risk, while still complying with the provided Investment Advisory Agreement. We like to keep a record of your experience, knowledge and objectives in connection with all forms of investments. All information given is for internal use only and will be dealt with in a strictly confidential manner.

NAME/ACCOUNT HOLDER:

BROKERAGE FIRM: ACCOUNT#:

INVESTMENT OBJECTIVES:

Investment Period (check one):

Very short term

up to 1 year

Short term

up to 2 years

Mid term

up to 5 years

Long term

over 5 years

I am looking for (check one or more):

Regular income

Automatic reinvestment

Capital growth

Capital preservation

Diversification

Other (Specify)

MY INVESTMENT EXPERIENCE:

*US Government or Corporate Bonds

Yes No

*Non-US Bonds

Yes No

*Individual US stocks

Yes No

*Non-US stocks

Yes No

*US mutual funds

Yes No

*Non-US mutual funds

Yes No

*Warrants

Yes No

*Derivatives/futures

Yes No

*Others (Life insurance, Real Estate, etc.)

Yes No

*Investments in non-US currencies (Specify)

*Comments (if any)

PERSONAL HOLDINGS:

What approximate percentage of your total net worth was acquired through the following source(s):

.Self- generated

Percent

.Inheritance

Percent

.Divorce or legal settlement

Percent

What approximate percentage of your net worth is considered invested in the following area(s):

.Liquid Instruments (US stocks, bonds, T-Bills, CD’s mutual funds, etc.)

Percent

.Non-liquid Instruments (US real estate, equipment, inventory, etc.)

Percent

.Non-US liquid instruments (Foreign stocks, bonds, mutual funds, etc.)

Percent

.Non-US, non-liquid instruments (Foreign real estate, equipment, etc.)

Percent

.Miscellaneous (please specify)

Percent

EDUCATION:

How many total years of formal education have you received (i.e. high school equals 12 years):

12 years

14 years

16 years

18 years

Other (please specify)

RISK TOLERANCE:

Our first and primary objective at Wavetech Enterprises, LLC is to generate profits for our clients; however, there are and will be times when adjustments in market conditions are more difficult to anticipate than others. Therefore, please specify the percentage of total equity loss exposure that is an acceptable level of tolerance for you in each of the specified periods. (Note: The percentages provided in no way revises the information outlined in the Investment Advisory Agreement for the Private Wealth Management Services, but simply gives us an idea of your level of risk tolerance) :

Month

Percent

Quarter

Percent

Year

Percent

PERSONAL DECLARATION:

The undersigned, collectively called Client, am providing the above data in this Client Profile Form as being an accurate reflection of investment objectives, experience, education, and personal holdings percentages. Also, the provided risk tolerance information reflects the Clients most desirable levels of tolerance, but in no way changes or adjusts the risks disclosed within the Investment Advisory Agreement for the Private Account Wealth Management Services. The funds for this investment are liquid funds of the Client and are not borrowed funds.

SIGNATURE OF THE CLIENT SIGNATURE OF THE CLIENT Date

PRIVACY AGREEMENT BETWEEN CLIENT AND WAVETECH ENTERPRISES, LLC

The undersigned, collectively called Client, agree to keep private the private account wealth management services entered into between the Client and Wavetech Enterprises, LLC., hereinafter, the Advisor. The brokerage firm with custody of the Clients’ accounts, , hereinafter the Broker, that will be processing the trades entered, will have the current and future understanding that the account is in the Clients name and the Client is the authorized trader for the account. The Client agrees to explain this private account wealth management services to any employee or family member that may answer the phone, which represents the number provided to the Broker. Even though all trades will be done on-line through the Internet with the Broker, they will, periodically, call providing a fill for a position and request to speak with the authorized trader on the account, which is the Client. Simply remind the Broker that all trades and fills will and are being made and received on-line and no phone calls are necessary. By entering into this privacy agreement, it enables the Advisor to enter trades through the Internet on the Clients’ behalf with a limited power of attorney without having access to the Clients funds. The Client is the only person authorized to request funds from the account and any checks or bank wire transfers will only be sent to the Clients name and address on file with the Broker.

SIGNATURE OF THE CLIENT SIGNATURE OF THE CLIENT Date

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